GSA, LLC
CRD #298635 SEC #801-114444 NEW YORK, NY 212-739-0700
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 20, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUNDERSEN, KEVIN, HANS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JEE, ROBERT, TREVOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBINSON, KEVIN, MAURICE | I | CHIEF LEGAL OFFICER | NA | Control |
| ROBINSON, KEVIN, MAURICE | I | CHIEF LEGAL OFFICER | NA | Control |
| ROBINSON, KEVIN, MAURICE | I | CHIEF LEGAL OFFICER | NA | Control |
| ROBINSON, KEVIN, MAURICE | I | CHIEF LEGAL OFFICER | NA | Control |
| ROBINSON, KEVIN, MAURICE | I | CHIEF LEGAL OFFICER | NA | Control |
| SAPERSTEIN, ROBERT, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
| GUGGENHEIM FUNDS SERVICES, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GMI GPIMH, LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| GREATBANC TRUST COMPANY, TRUSTEE | DE | SAMMONS ENTERPRISES, INC. ESOT | F | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| CONSOLIDATED INVESTMENT SERVICES, INC. | DE | SAMMONS EQUITY ALLIANCE, INC. | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO II LLC | DE | GI HOLDCO LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GI HOLDCO LLC | DE | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM MANAGER, INC. | E | Control |
| GUGGENHEIM CAPITAL, LLC | DE | GUGGENHEIM PARTNERS, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM MANAGER, INC. | DE | GMI GPIMH, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | GUGGENHEIM FUNDS SERVICES, LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| GUGGENHEIM PARTNERS, LLC | DE | GI HOLDCO II LLC | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. | DE | CONSOLIDATED INVESTMENT SERVICES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS ENTERPRISES, INC. ESOT | DE | SAMMONS ENTERPRISES, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAMMONS EQUITY ALLIANCE, INC. | DE | SAGE ASSETS, INC. | E | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
| SAGE ASSETS, INC. | DE | GUGGENHEIM CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Jan 20, 2023 REGISTERED
Notice Filings (1)
NY
Address
330 MADISON AVENUE10TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-739-0700