RIA Intelligence

ROCK CREEK INVESTMENT ADVISORS, LLC

CRD #298659 SEC #801-114131 MCLEAN, VA 703-373-0200
SEC Registered
Total AUM
$102.4M
Discretionary
$102.4M
Employees
10
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 3, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOWERS, BRIAN, JOSEPHISENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
BOWERS, BRIAN, JOSEPHISENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
BOWERS, BRIAN, JOSEPHISENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
Konzmann, Richard, ErnstIEVP, CHIEF FINANCIAL OFFICER AND TREASURER (CHIEF COMPLIANCE OFFICER)NA Control
Konzmann, Richard, ErnstIEVP, CHIEF FINANCIAL OFFICER AND TREASURER (CHIEF COMPLIANCE OFFICER)NA Control
Konzmann, Richard, ErnstIEVP, CHIEF FINANCIAL OFFICER AND TREASURER (CHIEF COMPLIANCE OFFICER)NA Control
PARISH, DAVID, SCOTTISECRETARYNA Control
PARISH, DAVID, SCOTTISECRETARYNA Control
PARISH, DAVID, SCOTTISECRETARYNA Control
TONKEL, (JR), JAMES ROCKIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
TONKEL, (JR), JAMES ROCKIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
TONKEL, (JR), JAMES ROCKIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
ARLINGTON ASSET INVESTMENT CORP.DEMEMBERE Control
ARLINGTON ASSET TRS HOLDINGS, LLCDEMEMBERE Control
ARLINGTON ASSET TRS HOLDINGS, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARLINGTON ASSET INVESTMENT CORP.DEARLINGTON ASSET TRS HOLDINGS, LLCE Control
ARLINGTON ASSET INVESTMENT CORP.DEARLINGTON ASSET TRS HOLDINGS, LLCE Control

Registrations

Federal

IA
Oct 3, 2019 REGISTERED

Notice Filings (1)

VA

Address

6862 ELM STREET
SUITE 320
MCLEAN, VA 22101
United States
Phone: 703-373-0200