JASON A PRATTES FINANCIAL INC
Legal name: PRATTES WEALTH PARTNERS
CRD #298746 SEC #801-124726 NEWPORT BEACH, CA 949-271-6333
SEC Registered Private Funds
Total AUM
$180.3M
Discretionary
$129.6M
Employees
5
Clients
0
Accounts
109
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| YU, LARRY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
| PRATTES, JASON, ANDREW | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Apr 2, 2025 REGISTERED
Notice Filings (4)
CA LA NE TX
Address
620 NEWPORT CENTER DRIVE, SUITE 1100NEWPORT BEACH, CA 92660
United States
Phone: 949-271-6333