MIDWEST WEALTH MANAGEMENT INC.
CRD #298787 SEC #801-119267 INDIANAPOLIS, IN 317-288-4989
SEC Registered
Total AUM
$191.5M
Discretionary
$191.5M
Employees
6
Clients
1
Accounts
407
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 17, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CCO, MANAGING MEMBER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHIELDS, GREGORY, TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| DAVIS, ALEX, JAMES | I | DIRECTOR OF INVESTMENT OPERATIONS | B | Control |
| DAVIS, ALEX, JAMES | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| DAVIS, ALEX, JAMES | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
| DAVIS, ALEX, JAMES | I | DIRECTOR OF INVESTMENT OPERATIONS | A | Control |
Registrations
Federal
IA
Feb 17, 2022 REGISTERED
Notice Filings (5)
CO FL IN OH TX
Address
10475 CROSSPOINT BOULEVARDSUITE 115
INDIANAPOLIS, IN 46256
United States
Phone: 317-288-4989