GREAT LAKES FINANCING, LLC
CRD #298790 SEC #801-114142 BEACHWOOD, OH (800) 406-2123
SEC Registered Private Funds
Total AUM
$12.1M
Discretionary
$0
Employees
1
Clients
--
Accounts
125
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHABAZZ, SEKU, NKRUMAH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SHABAZZ, SEKU, NKRUMAH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SHABAZZ, SEKU, NKRUMAH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SHABAZZ, SEKU, NKRUMAH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SHABAZZ, SEKU, NKRUMAH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 14, 2020 REGISTERED
Notice Filings (1)
OH
Address
24050 COMMERCE PARK SUITE 204BEACHWOOD, OH 44122
United States
Phone: (800) 406-2123