GALILEO INVESTMENT ADVISERS, LLC
CRD #298991 SEC #801-114758 SALT LAKE CITY, UT 801-365-6060
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Brooks, Bryan, Russel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brooks, Bryan, Russel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brooks, Bryan, Russel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brooks, Bryan, Russel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brooks, Bryan, Russel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALILEO FINANCIAL TECHNOLOGIES, INC. | DE | MEMBER | E | Control |
| GALILEO PROCESSING, INC. | DE | MEMBER | E | Control |
| GALILEO PROCESSING, INC. | DE | MEMBER | E | Control |
| GALILEO PROCESSING, INC. | DE | MEMBER | E | Control |
| GALILEO PROCESSING, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Wilkes, Thomas, Clay | I | GALILEO FINANCIAL TECHNOLOGIES, INC. | D | Control |
Registrations
Federal
IA
Feb 5, 2020 REGISTERED
Notice Filings (2)
NY UT
Address
6510 SOUTH MILLROCK DRIVE, SUITE 300SALT LAKE CITY, UT 84121
United States
Phone: 801-365-6060