RIA Intelligence

PACIFIC OAK CAPITAL ADVISORS, LLC

CRD #299177 SEC #801-117321 COSTA MESA, CA 866-722-6257
SEC Registered
Total AUM
$3.2B
Discretionary
$0
Employees
11
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 16, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
Bender, MichaelICHIEF FINANCIAL OFFICERNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HALL, KEITH, DAVIDIPRINCIPALNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
HENSELMAN, HANS, DIETERICHIEF COMPLIANCE OFFICERNA Control
MCMILLAN, PETERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MCMILLAN, PETERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
MCMILLAN, PETERIPRINCIPALNA Control
Mai, MatthewICHIEF COMPLIANCE OFFICERNA Control
Mai, MatthewICHIEF COMPLIANCE OFFICERNA Control
Mai, MatthewICHIEF COMPLIANCE OFFICERNA Control
Mai, MatthewICHIEF COMPLIANCE OFFICERNA Control
Mai, MatthewICHIEF COMPLIANCE OFFICERNA Control
Schluttenhofer, Ryan, AnthonyICHIEF ACCOUNTING OFFICERNA Control
Schluttenhofer, Ryan, AnthonyICHIEF ACCOUNTING OFFICERNA Control
Schluttenhofer, Ryan, AnthonyICHIEF ACCOUNTING OFFICERNA Control
Schluttenhofer, Ryan, AnthonyICHIEF ACCOUNTING OFFICERNA Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control
PACIFIC OAK HOLDING GROUP, LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
HALL, KEITH, DAVIDIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control
MCMILLAN, PETERIPACIFIC OAK HOLDING GROUP, LLCD Control

Registrations

Federal

IA
Oct 16, 2025 REGISTERED

Notice Filings (1)

CA

Address

3200 PARK CENTER DRIVE
SUITE 800
COSTA MESA, CA 92626
United States
Phone: 866-722-6257