THURSTON SPRINGER ADVISORS, LLC
Legal name: THURSTON SPRINGER ADVISORS
CRD #299201 SEC #801-114256 INDIANAPOLIS, IN 317.581.4000
SEC Registered
Total AUM
$3.7B
Discretionary
$3.5B
Employees
93
Clients
--
Accounts
6,759
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 20
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALVOSA, JAMES, Jeffrey | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERD, LYNETTE | I | SECRETARY/TREASURER/DIRECTOR/FINOP | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| Mueller, Christopher, Brian | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PARKER, RICHARD, WILSON | I | CEO | NA | Control |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| PELUSO, JOHN, GABRIEL | I | EXECUTIVE VICE PRESIDENT | NA | |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| SWEENEY, BRIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | NA | Control |
| Taylor, Christian, Gabriel | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Williams, Karey, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| FINANCIAL SERVICES HOLDINGS, LLC | DE | SOLE OWNER | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| TITAK, JAMES, JOHN | I | CHAIRMAN OF THE BOARD | E | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| PARKER, RICHARD, WILSON | I | PRESIDENT AND CEO | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
| Reynolds, Matthew, Mark | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PELUSO, JOHN, GABRIEL | I | FINANCIAL SERVICES HOLDINGS, LLC | F | |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| Reynolds, Matthew, Mark | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | F | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| TITAK, JAMES, JOHN | I | FINANCIAL SERVICES HOLDINGS, LLC | E | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
| PARKER, RICHARD, WILSON | I | FINANCIAL SERVICES HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (40)
AK AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MD MI MO MS MT NC NJ NM NY OH OK OR PA SC SD TN TX UT VA WA WI WV
Address
9000 KEYSTONE CROSSINGSEVENTH FLOOR
INDIANAPOLIS, IN 46240
United States
Phone: 317.581.4000