SUMMIT FINANCIAL, LLC
CRD #299322 SEC #801-114377 PARSIPPANY, NJ 973-285-3600
SEC Registered
Total AUM
$15B
Discretionary
$7.4B
Employees
353
Clients
101
Accounts
22,079
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2025
- Branch Offices
- 47
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRY, KEVIN, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARRY, KEVIN, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARRY, KEVIN, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BARRY, KEVIN, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CEO AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, CHIEF COMPLIANCE OFFICER , DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER,, DIRECTOR | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF REGULATORY OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF REGULATORY OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCELYNN, ANTHONY, LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| Rowek, Joseph, Francis | I | VP FINANCIAL PLANNING | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| WEINMAN, STEVEN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weinman, Steven | I | PRESIDENT, DIRECTOR | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC. | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC. | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC. | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC. | DE | OWNER | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MWP ADVISORY, LLC | DE | MERCHANT WEALTH PARTNERS, LLC | F | Control |
| MWP ADVISORY, LLC | DE | MERCHANT WEALTH PARTNERS, LLC | F | Control |
| MERCHANT INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MERCHANT INVESTMENT MANAGEMENT, LLC | E | Control |
| MERCHANT INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MERCHANT INVESTMENT MANAGEMENT, LLC | E | Control |
| MERCHANT INVESTMENT MANAGEMENT, LLC | DE | MWP ADVISORY, LLC | E | Control |
| MERCHANT INVESTMENT MANAGEMENT, LLC | DE | MWP ADVISORY, LLC | E | Control |
| MERCHANT WEALTH PARTNERS, LLC | DE | MERCHANT WEALTH MANAGEMENT HOLDINGS 3, LLC | E | Control |
| MERCHANT WEALTH PARTNERS, LLC | DE | MERCHANT WEALTH MANAGEMENT HOLDINGS 3, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC. | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC. | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC. | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC. | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC. | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| MERCHANT WEALTH MANAGEMENT HOLDINGS 3, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| MERCHANT WEALTH MANAGEMENT HOLDINGS 3, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | D | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL HOLDINGS, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL HOLDINGS, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
Registrations
Federal
IA
Oct 29, 2025 REGISTERED
Notice Filings (52)
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Address
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United States
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