CASTELLAN GROUP, LLC
Legal name: CASTELLAN
CRD #299363 SEC #801-119581 LOUISVILLE, KY 859.494.0523
SEC Registered Private Funds
Total AUM
$496.1M
Discretionary
$459.8M
Employees
7
Clients
10
Accounts
89
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRADBURY, SHANNON, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR / CCO | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR / CCO | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR / CCO | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR / CCO | NA | Control |
| BRAUCH, BARRY, CHARLES | I | MANAGING DIRECTOR / CCO | NA | Control |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | NA | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | NA | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | NA | |
| CASTELLAN WHY TRUST | DE | TRUST | NA | |
| CASTELLAN WHY TRUST | DE | TRUST | NA | |
| CASTELLAN WHY TRUST | DE | TRUST | NA | |
| CASTELLAN CARES INC. | DE | OWNER / 501(C)4 | E | Control |
| CASTELLAN CARES INC. | DE | OWNER / 501(C)4 | E | Control |
| CASTELLAN CARES INC. | DE | OWNER / 501(C)4 | E | Control |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN ENDEAVOR TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C | |
| CASTELLAN WHY TRUST | DE | TRUST | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Scott, S | I | CASTELLAN WHY TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F | |
| Smith, Sean, S | I | CASTELLAN ENDEAVOR TRUST | F |
Registrations
Federal
IA
Jun 17, 2025 REGISTERED
Notice Filings (6)
AL FL GA IN KY TX
Address
2011 LAKE POINT WAYSUITE 001
LOUISVILLE, KY 40223
United States
Phone: 859.494.0523