RIA Intelligence

CONTEXT INSURANCE STRATEGIES, LLC

CRD #299605 SEC #801-114404 BALA CYNWYD, PA 610-538-6100
SEC Registered
Total AUM
$12.7M
Discretionary
$12.7M
Employees
8
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 14, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CANNING, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA
STERGE, ANDREW, JOHNIRISK MANAGER AND PORTFOLIO MANAGERNA Control
STERGE, ANDREW, JOHNICHIEF RISK OFFICERNA
SULLIVAN, MICHELLE, ANNICHIEF OPERATING OFFICERNA Control
SULLIVAN, MICHELLE, ANNICHIEF OPERATING OFFICERNA
WOOD, DEREK, DAVIDICHIEF COMPLIANCE OFFICERNA Control
CONTEXT CAPITAL PARTNERS, LPDESOLE MEMBERE Control
CONTEXT CAPITAL PARTNERS, LPDESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
EB CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
EB CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
JNC CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
JNC CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
RB CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
RB CCP HOLDINGS, LLCDECONTEXT CAPITAL PARTNERS, LPF Control
BROOKS, ERIC, MITCHELLIEB CCP HOLDINGS, LPE Control
BROOKS, ERIC, MITCHELLIEB CCP HOLDINGS, LPE Control
EB CCP HOLDINGS, LPDECONTEXT CAPITAL PARTNERS, LPD Control
EB CCP HOLDINGS, LPDECONTEXT CAPITAL PARTNERS, LPD Control

Registrations

Federal

IA
Mar 14, 2019 REGISTERED

Address

401 CITY AVE
SUITE 800
BALA CYNWYD, PA 19004
United States
Phone: 610-538-6100