MONTCALM CAPITAL MANAGEMENT LLC
CRD #299692 SEC #801-117743 SAN FRANCISCO, CA 415-326-7650
SEC Registered Private Funds
Total AUM
$3.9M
Discretionary
$3.9M
Employees
1
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Cooper, David, Louis | I | CHIEF INVESTMENT OFFICER | NA | |
| Cooper, David, Louis | I | CHIEF INVESTMENT OFFICER | NA | |
| MONTCALM CAPITAL, LLC | DE | MEMBER | E | Control |
| MONTCALM CAPITAL, LLC | DE | MEMBER | E | Control |
| MONTCALM CAPITAL, LLC | DE | MEMBER | E | Control |
| MONTCALM CAPITAL, LLC | DE | MEMBER | E | Control |
| MONTCALM CAPITAL, LLC | DE | MEMBER | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | CEO AND CCO | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | CEO AND CCO | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | CEO AND CCO | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | CEO AND CCO | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | CEO AND CCO | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MONTCALM HOLDINGS, LLC | DE | MONTCALM CAPITAL, LLC | E | Control |
| MONTCALM HOLDINGS, LLC | DE | MONTCALM CAPITAL, LLC | E | Control |
| MONTCALM HOLDINGS, LLC | DE | MONTCALM CAPITAL, LLC | E | Control |
| MONTCALM HOLDINGS, LLC | DE | MONTCALM CAPITAL, LLC | E | Control |
| MONTCALM HOLDINGS, LLC | DE | MONTCALM CAPITAL, LLC | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | MONTCALM HOLDINGS, LLC | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | MONTCALM HOLDINGS, LLC | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | MONTCALM HOLDINGS, LLC | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | MONTCALM HOLDINGS, LLC | E | Control |
| RUXIN, HOLLY, ZIEGEL | I | MONTCALM HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2022 REGISTERED
Address
1083 MISSION STREETSECOND FLOOR
SAN FRANCISCO, CA 94103
United States
Phone: 415-326-7650