OPES WEALTH MANAGEMENT, LLC
CRD #299704 SEC #801-114436 MENLO PARK, CA 408-831-5800
SEC Registered
Total AUM
$664.7M
Discretionary
$664.7M
Employees
9
Clients
10
Accounts
387
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIRTH, DAVID, FORREST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRTH, DAVID, FORREST | I | VP CLIENT SERVICES | NA | Control |
| FIRTH, DAVID, FORREST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRTH, DAVID, FORREST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRTH, DAVID, FORREST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRTH, DAVID, FORREST | I | VP CLIENT SERVICES | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MIGUEL, UNESA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CHIEF INVESTMENT OFFICER, CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| DUVALL, MARK, TOWNSEND | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | VICE PRESIDENT BUSINESS DEVELOPMENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | VICE PRESIDENT BUSINESS DEVELOPMENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | VICE PRESIDENT BUSINESS DEVELOPMENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | VICE PRESIDENT BUSINESS DEVELOPMENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| WHALEN, ERIN, MICHAEL | I | CO-PRESIDENT | C | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| MCHAN, SUSAN, KAY | I | PARTNER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | SENIOR CLIENT PORTFOLIO MANAGER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | SENIOR CLIENT PORTFOLIO MANAGER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | SENIOR CLIENT PORTFOLIO MANAGER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| ODETTE, LOUIS, LAWRENCE | I | CHIEF INVESTMENT OFFICER | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | PARTNER | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | PARTNER | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | PARTNER | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | PARTNER | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
| SOUTHERLAND, TRACIE, LYNNE | I | WEALTH ADVISOR | A | Control |
Registrations
Federal
IA
Aug 28, 2025 REGISTERED
Notice Filings (7)
CA CO HI NE OR TX WA
Address
535 MIDDLEFIELD ROADSUITE 160
MENLO PARK, CA 94025
United States
Phone: 408-831-5800