VIENNA ASSET MANAGEMENT LLC
CRD #299725 SEC #801-122371 SARATOGA, CA 408-882-1770
SEC Registered
Total AUM
$238.6M
Discretionary
$238.6M
Employees
2
Clients
0
Accounts
133
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
| Huang, Yanjuan | I | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
CA
Address
14657 BIG BASIN WAYSARATOGA, CA 95070
United States
Phone: 408-882-1770