CAPSTONE FINANCIAL GROUP, INC
CRD #299819 SEC #801-114591 OKLAHOMA CITY, OK 405-848-4646
SEC Registered Disclosures
Total AUM
$180.3M
Discretionary
$180.3M
Employees
4
Clients
0
Accounts
854
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNHAM, MICHAEL, PHILLIP | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 18, 2020 REGISTERED
Notice Filings (3)
LA OK TX
Address
13919 QUAIL POINTE DRIVEOKLAHOMA CITY, OK 73134
United States
Phone: 405-848-4646