SMOF III INVESTMENT MANAGER, LLC
CRD #299848 SEC #802-114580 NEW YORK, NY 212-230-9808
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 30, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Korsmo, Charles, R. | I | PORTFOLIO MANAGER | NA | Control |
| Korsmo, Charles, R. | I | PORTFOLIO MANAGER | NA | Control |
| Korsmo, Charles, R. | I | PORTFOLIO MANAGER | NA | Control |
| Korsmo, Charles, R. | I | PORTFOLIO MANAGER | NA | Control |
| MYERS, MINOR | I | PORTFOLIO MANAGER | NA | Control |
| MYERS, MINOR | I | PORTFOLIO MANAGER | NA | Control |
| MYERS, MINOR | I | PORTFOLIO MANAGER | NA | Control |
| MYERS, MINOR | I | PORTFOLIO MANAGER | NA | Control |
| STERMAX MANAGING MEMBER, LLC | DE | MANAGING MEMBER OF SMOF III GENERAL PARTNER, LLC | D | Control |
| STERMAX MANAGING MEMBER, LLC | DE | MANAGING MEMBER OF SMOF III GENERAL PARTNER, LLC | D | Control |
| STERMAX PARTNERS, LLC | DE | MANAGING MEMBER | D | Control |
| STERMAX PARTNERS, LLC | DE | MANAGING MEMBER | D | Control |
| STERMAX PARTNERS, LLC | DE | MANAGING MEMBER | D | Control |
| STERMAX PARTNERS, LLC | DE | MANAGING MEMBER | D | Control |
| SA ALTERNATIVES, LLC | DE | MEMBER | B | |
| SA ALTERNATIVES, LLC | DE | MEMBER | B | |
| SA ALTERNATIVES, LLC | DE | MEMBER | B | |
| SA ALTERNATIVES, LLC | DE | MEMBER OF SMOF III GENERAL PARTNER, LLC | B | |
| SA ALTERNATIVES, LLC | DE | MEMBER | B | |
| SA ALTERNATIVES, LLC | DE | MEMBER OF SMOF III GENERAL PARTNER, LLC | B | |
| SUCABA, LLC | DE | MEMBER | B | |
| SUCABA, LLC | DE | MEMBER | B | |
| SUCABA, LLC | DE | MEMBER | B | |
| SUCABA, LLC | DE | MEMBER OF SMOF III GENERAL PARTNER, LLC | B | |
| SUCABA, LLC | DE | MEMBER | B | |
| SUCABA, LLC | DE | MEMBER OF SMOF III GENERAL PARTNER, LLC | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEEHIVE ABACUS MANAGERS LLC | DE | SUCABA, LLC | F | Control |
| BEEHIVE ABACUS MANAGERS LLC | DE | SUCABA, LLC | F | Control |
| BEEHIVE ABACUS MANAGERS LLC | DE | SUCABA, LLC | F | Control |
| BEEHIVE ABACUS MANAGERS LLC | DE | SUCABA, LLC | F | Control |
| BELLER, KATHRYN, PAYNE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| BELLER, KATHRYN, PAYNE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| BELLER, KATHRYN, PAYNE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| BELLER, KATHRYN, PAYNE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| BREECE, JAMES, ERNEST | I | SPEARS ABACUS ADVISORS LLC | F | |
| BREECE, JAMES, ERNEST | I | SPEARS ABACUS ADVISORS LLC | F | |
| BREECE, JAMES, ERNEST | I | SPEARS ABACUS ADVISORS LLC | F | |
| BREECE, JAMES, ERNEST | I | SPEARS ABACUS ADVISORS LLC | F | |
| CLEARY, MICHELE, DAYLE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| CLEARY, MICHELE, DAYLE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| CLEARY, MICHELE, DAYLE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| CLEARY, MICHELE, DAYLE | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| LASSALLE, HONOR, (NMN) | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| LASSALLE, HONOR, (NMN) | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| LASSALLE, HONOR, (NMN) | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| LASSALLE, HONOR, (NMN) | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| MACLENNAN, MARGARET, MARY | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| MACLENNAN, MARGARET, MARY | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| MACLENNAN, MARGARET, MARY | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| MACLENNAN, MARGARET, MARY | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| MARDEN, WILLIAM, WALKER | I | SPEARS ABACUS ADVISORS LLC | F | |
| MARDEN, WILLIAM, WALKER | I | SPEARS ABACUS ADVISORS LLC | F | |
| MARDEN, WILLIAM, WALKER | I | SPEARS ABACUS ADVISORS LLC | F | |
| MARDEN, WILLIAM, WALKER | I | SPEARS ABACUS ADVISORS LLC | F | |
| MORGENTHAU, ROBERT, PATTRIDGE | I | SPEARS ABACUS ADVISORS LLC | F | |
| MORGENTHAU, ROBERT, PATTRIDGE | I | SPEARS ABACUS ADVISORS LLC | F | |
| MORGENTHAU, ROBERT, PATTRIDGE | I | SPEARS ABACUS ADVISORS LLC | F | |
| MORGENTHAU, ROBERT, PATTRIDGE | I | SPEARS ABACUS ADVISORS LLC | F | |
| PFEIFFER, PAUL, FRANK | I | SPEARS ABACUS ADVISORS LLC | F | |
| PFEIFFER, PAUL, FRANK | I | SPEARS ABACUS ADVISORS LLC | F | |
| PFEIFFER, PAUL, FRANK | I | SPEARS ABACUS ADVISORS LLC | F | |
| PFEIFFER, PAUL, FRANK | I | SPEARS ABACUS ADVISORS LLC | F | |
| RAGGIO, JOHN | I | SPEARS ABACUS ADVISORS LLC | F | |
| RAGGIO, JOHN | I | SPEARS ABACUS ADVISORS LLC | F | |
| RAGGIO, JOHN | I | SPEARS ABACUS ADVISORS LLC | F | |
| RAGGIO, JOHN | I | SPEARS ABACUS ADVISORS LLC | F | |
| RAICH, ROBERT, MICHAEL | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| RAICH, ROBERT, MICHAEL | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| RAICH, ROBERT, MICHAEL | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| RAICH, ROBERT, MICHAEL | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| WEIL, FRANK, ALAN | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| WEIL, FRANK, ALAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, FRANK, ALAN | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| WEIL, FRANK, ALAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, FRANK, ALAN | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| WEIL, FRANK, ALAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, FRANK, ALAN | I | SPEARS ABACUS ADVISORS LLC | F | Control |
| WEIL, FRANK, ALAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, WILLIAM, SYLVAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, WILLIAM, SYLVAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, WILLIAM, SYLVAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| WEIL, WILLIAM, SYLVAN | I | ABACUS AND ASSOCIATES HOLDINGS, LLC | F | Control |
| SPEARS ABACUS ADVISORS LLC | DE | SA ALTERNATIVES, LLC | E | Control |
| SPEARS ABACUS ADVISORS LLC | DE | SA ALTERNATIVES, LLC | E | Control |
| SPEARS ABACUS ADVISORS LLC | DE | SA ALTERNATIVES, LLC | E | Control |
| SPEARS ABACUS ADVISORS LLC | DE | SA ALTERNATIVES, LLC | E | Control |
| Korsmo, Charles, R. | I | STERMAX PARTNERS, LLC | D | Control |
| Korsmo, Charles, R. | I | STERMAX PARTNERS, LLC | D | Control |
| Korsmo, Charles, R. | I | STERMAX PARTNERS, LLC | D | Control |
| Korsmo, Charles, R. | I | STERMAX MANAGING MEMBER, LLC | D | Control |
| Korsmo, Charles, R. | I | STERMAX PARTNERS, LLC | D | Control |
| Korsmo, Charles, R. | I | STERMAX MANAGING MEMBER, LLC | D | Control |
| MYERS, MINOR | I | STERMAX PARTNERS, LLC | D | Control |
| MYERS, MINOR | I | STERMAX PARTNERS, LLC | D | Control |
| MYERS, MINOR | I | STERMAX PARTNERS, LLC | D | Control |
| MYERS, MINOR | I | STERMAX MANAGING MEMBER, LLC | D | Control |
| MYERS, MINOR | I | STERMAX PARTNERS, LLC | D | Control |
| MYERS, MINOR | I | STERMAX MANAGING MEMBER, LLC | D | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS & CO. LLC | D | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS & CO. LLC | D | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS & CO. LLC | D | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS & CO. LLC | D | Control |
| ABACUS AND ASSOCIATES HOLDINGS, LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| ABACUS AND ASSOCIATES HOLDINGS, LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| ABACUS AND ASSOCIATES HOLDINGS, LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| ABACUS AND ASSOCIATES HOLDINGS, LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS & CO. LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS & CO. LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS & CO. LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS & CO. LLC | DE | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS ABACUS ADVISORS LLC | C | Control |
| SPEARS, WILLIAM, GERLI | I | SPEARS ABACUS ADVISORS LLC | C | Control |
Registrations
Federal
ERA
Mar 30, 2021 REGISTERED
Address
147 EAST 48TH STREETNEW YORK, NY 10017
United States
Phone: 212-230-9808