FOUNDRY FINANCIAL LLC
CRD #300122 SEC #801-133770 PASADENA, CA (213) 802-8662
SEC Registered
Total AUM
$104.7M
Discretionary
$104.7M
Employees
5
Clients
26
Accounts
443
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- District of Columbia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 4, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Lum, Kevin, D | I | CEO, CCO, MEMBER | E | Control |
| Lum, Kevin, D | I | CEO, CCO, MEMBER | E | Control |
Registrations
Federal
IA
Nov 4, 2025 REGISTERED
Notice Filings (12)
AZ CA DC FL GA LA MA NC NH TX VA WA
Address
479 S MARENGO AVEPASADENA, CA 91101
United States
Phone: (213) 802-8662