GRIFFIN CAPITAL QOZ ADVISOR, LLC
CRD #300159 SEC #801-115269 EL SEGUNDO, CA 310-469-6100
SEC Registered Private Funds
Total AUM
$4
Discretionary
$4
Employees
24
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOLAN, ERIK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DOLAN, ERIK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, MARY, P | I | GENERAL COUNSEL | NA | Control |
| HIGGINS, MARY, P | I | GENERAL COUNSEL | NA | Control |
| HIGGINS, MARY, P | I | GENERAL COUNSEL | NA | Control |
| HIGGINS, MARY, P | I | GENERAL COUNSEL | NA | Control |
| HIGGINS, MARY, P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MARY, HIGGINS P | I | GENERAL COUNSEL | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STREET, SCOTT, MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STREET, SCOTT, MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Snell, Daniel, Chase | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Snell, Daniel, Chase | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
| GRIFFIN CAPITAL PRIVATE EQUITY, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL PRIVATE EQUITY, LLC | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, EILEEN, T | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, JORDAN, DAVID | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL HOLDINGS CORPORATION | C | Control |
Registrations
Federal
IA
Mar 29, 2023 REGISTERED
Notice Filings (1)
CA
Address
266 KANSAS STREETEL SEGUNDO, CA 90245
United States
Phone: 310-469-6100