OPENAIR FINANCIAL, LLC
CRD #300362 SEC #801-127377 SOUTHLAKE, TX 214-233-6059
SEC Registered
Total AUM
$280.8M
Discretionary
$280.8M
Employees
7
Clients
0
Accounts
1,024
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| FIELDS, STEWART, EMBRY | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| LAWTON, JONATHAN, KENT | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MASSENBURG, CHRIS, R | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
Registrations
Federal
IA
Feb 19, 2025 REGISTERED
Notice Filings (2)
TX UT
Address
280 MIRON DRIVESOUTHLAKE, TX 76092
United States
Phone: 214-233-6059