KOWALSKI FINANCIAL INC.
CRD #300424 SEC #801-119629 MINNEAPOLIS, MN 952-297-8589
SEC Registered
Total AUM
$175.8M
Discretionary
$175.8M
Employees
7
Clients
0
Accounts
676
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| ELLIOTT, MICHELLE, LEE | I | CCO | NA | |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
| KOWALSKI, MARC, RICHARD | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 28, 2025 REGISTERED
Notice Filings (4)
MN SD TX WI
Address
600 HIGHWAY 169 SOUTHSUITE 655
MINNEAPOLIS, MN 55426
United States
Phone: 952-297-8589