SPECTRUM ASSET MANAGEMENT, INC.
CRD #300463 SEC #801-30405 STAMFORD, CT 203-322-0189
SEC Registered Private Funds
Total AUM
$19.7B
Discretionary
$15.1B
Employees
26
Clients
0
Accounts
78
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $19.7B | $15.1B | $4.6B | 26 | 0 |
| Apr 2025 | $19.7B | $15.1B | $4.6B | 26 | 0 |
| Mar 2025 | $19.7B | $15.1B | $4.6B | 26 | 0 |
| Apr 2024 | $19B | $14.6B | $4.5B | 25 | 0 |
| Mar 2024 | $19B | $14.6B | $4.5B | 25 | 0 |
| Apr 2023 | $21.4B | $17B | $4.4B | 24 | 0 |
| Apr 2023 | $21.4B | $17B | $4.4B | 24 | 0 |
| Mar 2023 | $21.4B | $17B | $4.4B | 24 | 0 |
| Nov 2022 | $28.5B | $22.5B | $6B | 24 | 0 |
| Nov 2022 | $28.5B | $22.5B | $6B | 24 | 0 |
| Jul 2022 | $28.5B | $22.5B | $6B | 24 | 0 |
| May 2022 | $28.5B | $22.5B | $6B | 24 | 0 |
| Mar 2022 | $28.5B | $22.5B | $6B | 24 | 0 |
| Nov 2021 | $27.1B | $21.7B | $5.4B | 22 | 0 |
| Oct 2021 | $27.1B | $21.7B | $5.4B | 22 | 0 |
| May 2021 | $27.1B | $21.7B | $5.4B | 22 | 0 |
| Mar 2021 | $27.1B | $21.7B | $5.4B | 22 | 0 |
| Mar 2021 | $23.1B | $18.4B | $4.7B | 22 | 0 |
| Jan 2021 | $23.1B | $18.4B | $4.7B | 22 | 0 |
| Dec 2020 | $23.1B | $18.4B | $4.7B | 22 | 0 |
| Jun 2020 | $23.1B | $18.4B | $4.7B | 22 | 0 |
| Mar 2020 | $23.1B | $18.4B | $4.7B | 22 | 0 |
| Jul 2019 | $18.5B | $15.1B | $3.4B | 21 | 0 |
| Mar 2019 | $18.5B | $15.1B | $3.4B | 21 | 0 |
| Feb 2019 | $23.6B | $19.6B | $3.9B | 21 | 0 |
DateNov 2025
Total AUM$19.7B
Discretionary$15.1B
Non-Disc.$4.6B
Employees26
Clients0
DateApr 2025
Total AUM$19.7B
Discretionary$15.1B
Non-Disc.$4.6B
Employees26
Clients0
DateMar 2025
Total AUM$19.7B
Discretionary$15.1B
Non-Disc.$4.6B
Employees26
Clients0
DateApr 2024
Total AUM$19B
Discretionary$14.6B
Non-Disc.$4.5B
Employees25
Clients0
DateMar 2024
Total AUM$19B
Discretionary$14.6B
Non-Disc.$4.5B
Employees25
Clients0
DateApr 2023
Total AUM$21.4B
Discretionary$17B
Non-Disc.$4.4B
Employees24
Clients0
DateApr 2023
Total AUM$21.4B
Discretionary$17B
Non-Disc.$4.4B
Employees24
Clients0
DateMar 2023
Total AUM$21.4B
Discretionary$17B
Non-Disc.$4.4B
Employees24
Clients0
DateNov 2022
Total AUM$28.5B
Discretionary$22.5B
Non-Disc.$6B
Employees24
Clients0
DateNov 2022
Total AUM$28.5B
Discretionary$22.5B
Non-Disc.$6B
Employees24
Clients0
DateJul 2022
Total AUM$28.5B
Discretionary$22.5B
Non-Disc.$6B
Employees24
Clients0
DateMay 2022
Total AUM$28.5B
Discretionary$22.5B
Non-Disc.$6B
Employees24
Clients0
DateMar 2022
Total AUM$28.5B
Discretionary$22.5B
Non-Disc.$6B
Employees24
Clients0
DateNov 2021
Total AUM$27.1B
Discretionary$21.7B
Non-Disc.$5.4B
Employees22
Clients0
DateOct 2021
Total AUM$27.1B
Discretionary$21.7B
Non-Disc.$5.4B
Employees22
Clients0
DateMay 2021
Total AUM$27.1B
Discretionary$21.7B
Non-Disc.$5.4B
Employees22
Clients0
DateMar 2021
Total AUM$27.1B
Discretionary$21.7B
Non-Disc.$5.4B
Employees22
Clients0
DateMar 2021
Total AUM$23.1B
Discretionary$18.4B
Non-Disc.$4.7B
Employees22
Clients0
DateJan 2021
Total AUM$23.1B
Discretionary$18.4B
Non-Disc.$4.7B
Employees22
Clients0
DateDec 2020
Total AUM$23.1B
Discretionary$18.4B
Non-Disc.$4.7B
Employees22
Clients0
DateJun 2020
Total AUM$23.1B
Discretionary$18.4B
Non-Disc.$4.7B
Employees22
Clients0
DateMar 2020
Total AUM$23.1B
Discretionary$18.4B
Non-Disc.$4.7B
Employees22
Clients0
DateJul 2019
Total AUM$18.5B
Discretionary$15.1B
Non-Disc.$3.4B
Employees21
Clients0
DateMar 2019
Total AUM$18.5B
Discretionary$15.1B
Non-Disc.$3.4B
Employees21
Clients0
DateFeb 2019
Total AUM$23.6B
Discretionary$19.6B
Non-Disc.$3.9B
Employees21
Clients0