TRADITION ASSET MANAGEMENT LLC
CRD #300756 SEC #801-115047 RICHMOND, VA 804-340-8100
SEC Registered
Total AUM
$726.5M
Discretionary
$706.1M
Employees
21
Clients
101
Accounts
420
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SPENCE, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CHIEF LEGAL OFFICER | NA | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | MEMBER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | MEMBER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | MEMBER | E | Control |
| LUXON FINANCIAL LLC | DE | MEMBER | E | Control |
| LUXON FINANCIAL LLC | DE | MEMBER | E | Control |
| LUXON FINANCIAL LLC | DE | MEMBER | E | Control |
| LUXON FINANCIAL LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | LUXON FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | LUXON FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | LUXON FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | LUXON FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA FINANCIAL LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA FINANCIAL LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA FINANCIAL LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | LUXON FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | LUXON FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | LUXON FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | LUXON FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | LUXON FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | LUXON FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | LUXON FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | LUXON FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | LUXON FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (13)
CA CT DC FL MA MI NC NJ NY PA TX VA VT
Address
901 EAST BYRD STREETSUITE 1001
RICHMOND, VA 23219
United States
Phone: 804-340-8100