ROUNDHILL FINANCIAL INC.
Legal name: ROUNDHILL INVESTMENTS
CRD #300799 SEC #801-114971 NEW YORK, NY 646-661-5441
SEC Registered
Total AUM
$3.8B
Discretionary
$3.8B
Employees
8
Clients
--
Accounts
15
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kim, Jihoon | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Kim, Jihoon | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Kim, Jihoon | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUDWIG, STEVEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDWIG, STEVEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDWIG, STEVEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDWIG, STEVEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUDWIG, STEVEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAZZA, DAVID, BRIAN | I | CEO | NA | Control |
| MAZZA, DAVID, BRIAN | I | CEO | NA | Control |
| TYRE, DOUGLAS, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | D | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | D | Control |
| HERSHEY, WILLIAM | I | CO-FOUNDER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CHIEF EXECUTIVE OFFICER | C | Control |
| Hershey, Will | I | CO-FOUNDER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CHIEF INVESTMENT OFFICER | C | Control |
| MALONEY, TIMOTHY | I | CO-FOUNDER | C | Control |
| MALONEY, TIMOTHY | I | CO-FOUNDER | C | Control |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| BITKRAFT ESPORTS VENTURES FUND I, L.P. | FE | SHAREHOLDER | B | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A | |
| HERSHEY, MARCIA, BARON | I | OWNER | A |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
154 W 14TH ST.2ND FLOOR
NEW YORK, NY 10011
United States
Phone: 646-661-5441