TRUEROCK ASSET MANAGEMENT, LLC
CRD #300814 SEC #801-114852 INDIANAPOLIS, IN 317-633-1723
SEC Registered
Total AUM
$279.8M
Discretionary
$279.8M
Employees
7
Clients
0
Accounts
406
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HAHN, GREGORY, JAMES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| REYNOLDS, MATTHEW, MARK | I | DIRECTOR | NA | Control |
| REYNOLDS, MATTHEW, MARK | I | DIRECTOR | NA | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
| NOYES GROUP LLC | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| BAYLEY, LOWRY, HINCH | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, BRIAN, FORREST | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| COOKE, JOHN, CHRISTOPHER | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
| DICKSON, JAMES, R | I | NOYES GROUP LLC | F | Control |
Registrations
Federal
IA
Dec 19, 2019 REGISTERED
Notice Filings (35)
AL AZ CA CO CT DE FL GA IA IL IN KS KY LA MD MI MN MO NC ND NJ NM NV NY OH PA SC SD TN TX UT VA VT WA WI
Address
250 WEST 96TH STREETINDIANAPOLIS, IN 46260
United States
Phone: 317-633-1723