ALAPOCAS INVESTMENT PARTNERS, INC.
CRD #300841 SEC #801-114902 BEVERLY, MA 978-529-2395
SEC Registered
Total AUM
$206.6M
Discretionary
$206.6M
Employees
4
Clients
--
Accounts
118
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LITTLEHALE, NANCY C | I | PRESIDENT | NA | Control |
| LITTLEHALE, NANCY C | I | PRESIDENT | NA | Control |
| LITTLEHALE, NANCY C | I | PRESIDENT | NA | Control |
| LITTLEHALE, NANCY C | I | PRESIDENT | NA | Control |
| MOK, LAURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOK, LAURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOK, LAURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOK, LAURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOK, LAURA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESTATE OF DAVID W. LEMONS | DE | OWNER | E | Control |
| ESTATE OF DAVID W. LEMONS | DE | OWNER | E | Control |
| ESTATE OF DAVID W. LEMONS | DE | OWNER | E | Control |
| ESTATE OF DAVID W. LEMONS | DE | OWNER | E | Control |
| ESTATE OF DAVID W. LEMONS | DE | OWNER | E | Control |
| LEMONS, DAVID, WAYNE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEMONS, DAVID, WAYNE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LITTLEHALE, NANCY C | I | ESTATE OF DAVID W. LEMONS | F | Control |
Registrations
Federal
IA
Aug 28, 2025 REGISTERED
Notice Filings (5)
CO FL MA NH TN
Address
50 DUNHAM RIDGESUITE 3100
BEVERLY, MA 01915
United States
Phone: 978-529-2395