TELIKOS INVESTMENT MANAGEMENT, LLC
CRD #300863 SEC #801-115016 PARSIPPANY, NJ (973) 285-4495
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, SIDNEY | I | CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BROWN, SIDNEY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWN, SIDNEY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWN, SIDNEY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MANAGING MEMBER / PARENT | E | Control |
| TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MANAGING MEMBER / PARENT | E | Control |
| TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MANAGING MEMBER / PARENT | E | Control |
| TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MANAGING MEMBER / PARENT | E | Control |
| TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | DE | MANAGING MEMBER / PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROWN, SIDNEY | I | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | F | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL HOLDINGS, LLC | DE | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT FINANCIAL SERVICES, LLC | DE | SUMMIT FINANCIAL HOLDINGS, LLC | E | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| SUMMIT EQUITIES, INC. | DE | SUMMIT FINANCIAL SERVICES, LLC | D | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| GREGOR, STANLEY | I | SUMMIT FINANCIAL SERVICES, LLC | C | Control |
| MERCHANT ASSET MANAGEMENT HOLDINGS, LLC | DE | TELIKOS INVESTMENT MANAGEMENT HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (1)
NJ
Address
4 CAMPUS DRIVEPARSIPPANY, NJ 07054
United States
Phone: (973) 285-4495