GUGGENHEIM CORPORATE FUNDING, LLC

CRD #300895 SEC #801-115064 NEW YORK, NY 212-739-0700

SEC Registered Private Funds

Total AUM

$9B

Discretionary

$5.8B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 14, 2025
Branch Offices: 3
LEI: 254900NAMKHIUZ3C5H52

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
CHAN, YING Z	I	CHIEF FINANCIAL OFFICER / FINOP	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
GUNDERSEN, KEVIN HANS	I	SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
HERRICK, JONATHAN DAVID	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT TREVOR	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCURDY, JOSEPH ROBERT	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCURDY, JOSEPH ROBERT	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCURDY, JOSEPH ROBERT	I	SENIOR MANAGING DIRECTOR	NA	Control
MCCURDY, JOSEPH ROBERT	I	SENIOR MANAGING DIRECTOR	NA	Control
ROBINSON, KEVIN MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN, MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
ROBINSON, KEVIN, MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - BD	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
SAPERSTEIN, ROBERT ANDREW	I	CHIEF COMPLIANCE OFFICER - IA	NA	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM FUNDS SERVICES, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GIH PARENT, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GIH BORROWER, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GIH BORROWER, LLC	DE	GIH PARENT, LLC	E	Control
GIH PARENT, LLC	DE	GUGGENHEIM INVESTMENTS HOLDINGS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM INVESTMENTS HOLDINGS, LLC	DE	GUGGENHEIM PRIVATE INVESTMENTS HOLDINGS, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	GUGGENHEIM FUNDS SERVICES, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

Nov 14, 2025 REGISTERED

Notice Filings (52)

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