ROTELLA CAPITAL MANAGEMENT, INC.
CRD #301009 SEC #801-119880 BELLEVUE, WA 425-213-5700
SEC Registered
Total AUM
$4.5M
Discretionary
$4.5M
Employees
23
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2020
- Branch Offices
- 0
- LEI
- 549300MF8H7H0ASNIZ48
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOH, KENNETH, SEONG | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| OSTERCAMP, BRAD | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prakasam, Jagdeesh | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | FOUNDER & CHAIRMAN | NA | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
Registrations
Federal
IA
Oct 28, 2020 REGISTERED
Address
800 BELLEVUE WAY NESUITE 200
BELLEVUE, WA 98004
United States
Phone: 425-213-5700