RIA Intelligence

BERGAMOT ASSET MANAGEMENT, LLC

CRD #301153 SEC #801-115043 LONG BRANCH, NJ 732.229.4000
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LIONG, CHRISTOPHER, NEALICIO, PORTFOLIO MANAGERC Control
LIONG, CHRISTOPHER, NEALICIO, PORTFOLIO MANAGERC Control
SENTEGRITY ADVISORS, LLCDEMEMBERC Control
SENTEGRITY ADVISORS, LLCDEMEMBERC Control
GRAHAM, KEITH, AUGUSTUSIMEMBER, HEAD OF BUSINESS DEVELOPMENTB Control
GRAHAM, KEITH, AUGUSTUSIMEMBER, HEAD OF BUSINESS DEVELOPMENTB Control
LALLY, CASSANDRA, ENRIQUEZ-BALLOICHIEF COMPLIANCE OFFICERA Control
LALLY, CASSANDRA, ENRIQUEZ-BALLOICHIEF COMPLIANCE OFFICERA Control
WONG, ANDY, WING KEUNGIDIRECTOR OF RESEARCHA Control
WONG, ANDY, WING KEUNGIDIRECTOR OF RESEARCHA Control

Registrations

Federal

IA
Mar 21, 2019 REGISTERED

Notice Filings (1)

NJ

Address

382 MORRIS AVE
LONG BRANCH, NJ 07740
United States
Phone: 732.229.4000