UNCOMMON INVESTMENT ADVISORS LLC
CRD #301254 SEC #801-115214 NORTH WHIITE PLAINS, NY 888 291 2011
SEC Registered
Total AUM
$30.1M
Discretionary
$30.1M
Employees
3
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LESZCZYNSKI, THADDEUS, MARION | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESZCZYNSKI, THADDEUS, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT AND CEO | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT AND CEO | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT AND CEO | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT AND CEO | NA | Control |
| PILEGGI, JOHN, JOSEPH | I | PRESIDENT AND CEO | NA | Control |
| RUBIN, ERIC, MATTHEW | I | CHIEF OPERATING OFFICER | NA | |
| RUBIN, ERIC, MATTHEW | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | |
| RUBIN, ERIC, MATTHEW | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | |
| RUBIN, ERIC, MATTHEW | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | |
| RUBIN, ERIC, MATTHEW | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
| UNCOMMON GIVING CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BALDWIN, RON | I | UNCOMMON GIVING CORPORATION | C | Control |
| BALDWIN, RON | I | UNCOMMON GIVING CORPORATION | C | Control |
| BALDWIN, RON | I | UNCOMMON GIVING CORPORATION | C | Control |
Registrations
Federal
IA
Dec 3, 2021 REGISTERED
Notice Filings (2)
AZ NY
Address
75 VIRGINIA ROAD2ND FLOOR, STE V1
NORTH WHIITE PLAINS, NY 10603
United States
Phone: 888 291 2011