FIGTREE FINANCIAL ADVISORS, LLC
CRD #301517 SEC #801-115102 SANTA CLARA, CA 408-891-3574
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2019
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEGATES, REGINA, CARBAJAL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 26, 2019 REGISTERED
Notice Filings (1)
CA
Address
5201 GREAT AMERICA PARKWAYSUITE 320
SANTA CLARA, CA 95054
United States
Phone: 408-891-3574