SPARX CAPITAL INVESTMENTS, INC.
CRD #301572 SEC #801-117970 SAN FRANCISCO, CA 415-439-5200
SEC Registered
Total AUM
$157.1M
Discretionary
$0
Employees
3
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FUKAMI, MASATOSHI, (NMN) | I | DIRECTOR | NA | Control |
| FUKAMI, MASATOSHI, (NMN) | I | DIRECTOR | NA | Control |
| FUKAMI, MASATOSHI, (NMN) | I | DIRECTOR | NA | Control |
| FUKAMI, MASATOSHI, (NMN) | I | DIRECTOR | NA | Control |
| FUKAMI, MASATOSHI, (NMN) | I | DIRECTOR | NA | Control |
| MINEMATSU, HIROSHI, (NMN) | I | DIRECTOR | NA | Control |
| MINEMATSU, HIROSHI, (NMN) | I | DIRECTOR | NA | Control |
| MINEMATSU, HIROSHI, (NMN) | I | DIRECTOR | NA | Control |
| MINEMATSU, HIROSHI, (NMN) | I | DIRECTOR | NA | Control |
| MINEMATSU, HIROSHI, (NMN) | I | DIRECTOR | NA | Control |
| MIYASAKA, SEIJI, (NMN) | I | PRESIDENT, CEO, CFO, COO, CCO, DIRECTOR | NA | Control |
| MIYASAKA, SEIJI, (NMN) | I | PRESIDENT, CEO, CFO, COO, CCO, DIRECTOR | NA | Control |
| MIYASAKA, SEIJI, (NMN) | I | PRESIDENT, CEO, CFO, COO, CCO, DIRECTOR | NA | Control |
| MIYASAKA, SEIJI, (NMN) | I | PRESIDENT, CEO, CFO, COO, CCO, DIRECTOR | NA | Control |
| MIYASAKA, SEIJI, (NMN) | I | PRESIDENT, CEO, CFO, COO, CCO, DIRECTOR | NA | Control |
| SPARX GROUP CO., LTD. | FE | COMMON SHAREHOLDER | E | Control |
| SPARX GROUP CO., LTD. | FE | COMMON SHAREHOLDER | E | Control |
| SPARX GROUP CO., LTD. | FE | COMMON SHAREHOLDER | E | Control |
| SPARX GROUP CO., LTD. | FE | COMMON SHAREHOLDER | E | Control |
| SPARX GROUP CO., LTD. | FE | COMMON SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABE, SHUHEI | I | SPARX GROUP CO., LTD. | C | Control |
| ABE, SHUHEI | I | SPARX GROUP CO., LTD. | C | Control |
| ABE, SHUHEI | I | SPARX GROUP CO., LTD. | C | Control |
| ABE, SHUHEI | I | SPARX GROUP CO., LTD. | C | Control |
| ABE, SHUHEI | I | SPARX GROUP CO., LTD. | C | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (1)
CA
Address
50 CALIFORNIA STREET, SUITE 1602SAN FRANCISCO, CA 94111
United States
Phone: 415-439-5200