LIPPER & COMPANY, L.P.
CRD #30161 SEC #801-41381 NEW YORK, NY 212-883-6333
SEC Registered Broker-Dealer
Total AUM
$1.2B
Discretionary
$1.2B
Employees
--
Clients
--
Accounts
32
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIDERMAN, ABRAHAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BLOCK, LAWRENCE STEVEN | I | CHIEF LEGAL OFFICER, COMPLIANCE OFFICER | NA | Control |
| FINKEL, STEVEN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| JACKSON, VIVIEN CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | |
| LIPPER & COMPANY, INC. | DE | GENERAL PARTNER | NA | Control |
| STRAFACI, EDWARD JOSEPH | I | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| LIPPER, KENNETH | I | LIMITED PARTNER; PRESIDENT; CHAIRMAN; CHIEF EXECTUIVE OFFICER | D | Control |
| LIPPER, DANIELLA | I | LIMITED PARTNER | B | |
| LIPPER, JOANNA HELENE | I | LIMITED PARTNER | B | |
| LIPPER, JULIE | I | LIMITED PARTNER | B | |
| LIPPER, TAMARA | I | LIMITED PARTNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIPPER, KENNETH | I | LIPPER & COMPANY, INC. | D | Control |
Registrations
Federal
IA
Oct 5, 2001 REGISTERED
Notice Filings (2)
CA NY
Address
101 PARK AVENUE6TH FLOOR
NEW YORK, NY 10178
USA
Phone: 212-883-6333