RIA Intelligence

INVESTMENT PROFESSIONALS, INC.

CRD #30184 SEC #801-67704 SAN ANTONIO, TX 210-308-8800
SEC Registered Broker-Dealer Disclosures
Total AUM
$760.9M
Discretionary
$0
Employees
178
Clients
51
Accounts
4,708
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 28, 2018
Branch Offices
172

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENIPRES/CEONA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
BARNES, SCOTT ALLENICHAIRMAN OF THE BOARDNA Control
COLPITTS, JOEL BRIANIFINOPNA Control
COLPITTS, JOEL BRIANIFINOPNA Control
COLPITTS, JOEL BRIANIFINOPNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEIFINOPNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEICHIEF COMPLIANCE OFFICERNA Control
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
DULLNIG, RICHARD ROLLEIREGISTERED OPTIONS PRINCIPALNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
EDWARDS, WILLIAM WALLACE IIIIROSFPNA
MAGLAQUE, CHARLES NEALIDIRECTORNA Control
MAGLAQUE, CHARLES NEALIDIRECTORNA Control
MAGLAQUE, CHARLES NEALIDIRECTORNA Control
MARCOM, MATTHEW THOMASIVP- NATIONAL SALES MANAGER/SROPNA Control
MARCOM, MATTHEW THOMASIVP- FINOPNA Control
MARCOM, MATTHEW THOMASIVP- NATIONAL SALES MANAGER/SROPNA Control
MARCOM, MATTHEW THOMASIVP- NATIONAL SALES MANAGER/SROPNA Control
MARCOM, MATTHEW THOMASIVP- NATIONAL SALES MANAGER/SROPNA Control
MCANELLY, JAY LANCEISVP- BUSINESS DEVELOPMENTNA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEISVP- BUSINESS DEVELOPMENTNA Control
MCANELLY, JAY LANCEISVP- BUSINESS DEVELOPMENTNA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEISVP- BUSINESS DEVELOPMENTNA Control
MCANELLY, JAY LANCEIEVP- DIRECTOR OF NATIONAL SALESNA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MCANELLY, JAY LANCEIPRES/CEONA Control
MIXON, STEPHEN FLETCHERIROSFPNA
O'CONNELL, PATRICK HUGHIDIRECTORNA Control
O'CONNELL, PATRICK HUGHIDIRECTORNA Control
O'CONNELL, PATRICK HUGHIDIRECTORNA Control
PARTRIDGE, LEWIS WADE IIIREGIONAL DIRECTOR/CROPNA
PARTRIDGE, LEWIS WADE IIIREGIONAL DIRECTOR/CROPNA
PARTRIDGE, LEWIS WADE IIIREGIONAL DIRECTOR/CROPNA
PARTRIDGE, LEWIS WADE IIIREGIONAL DIRECTOR/CROPNA
PERRYMAN, BETSY BRATTONISVP- INSURANCENA Control
PERRYMAN, BETSY BRATTONISVP- INSURANCENA Control
PERRYMAN, BETSY BRATTONIDIRECT OWNERNA
PERRYMAN, BETSY BRATTONISVP- INSURANCENA Control
PERRYMAN, BETSY BRATTONISVP- INSURANCENA Control
PERRYMAN, BETSY BRATTONIDIRECT OWNERNA
PERRYMAN, BETSY BRATTONIDIRECT OWNERNA
PERRYMAN, BETSY BRATTONISVP- INSURANCENA Control
PERRYMAN, BETSY BRATTONIDIRECT OWNERNA
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JISVP- INTERNAL AFFAIRSNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
PUNDT, DEBBEE JICHIEF OF STAFF - PARTNERNA Control
SANDERSON, ALANA SUEICHIEF COMPLIANCE OFFICERNA Control
SANDERSON, ALANA SUEICHIEF COMPLIANCE OFFICERNA Control
SANDERSON, ALANA SUEICHIEF COMPLIANCE OFFICERNA Control
SANDERSON, ALANA SUEICHIEF COMPLIANCE OFFICERNA Control
SCHENKEN, LINDE ALLENIFINOPNA Control
STOREY, MARY ELLENICHIEF COMPLIANCE OFFICERNA
STOREY, MARY ELLENICHIEF COMPLIANCE OFFICERNA
STOREY, MARY ELLENICO-CCONA
STOREY, MARY ELLENICO-CCONA
STOREY, MARY ELLENICO-CCONA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICHIEF COMPLIANCE OFFICERNA
SUROVIK, BRIAN KEITHICCO AND COONA
SUROVIK, BRIAN KEITHICCO AND COONA
SUROVIK, BRIAN KEITHICCO AND COONA
THOMPSON, ROBERT WILLIAMISROPNA
THOMPSON, ROBERT WILLIAMISROPNA
TOVAR, CHRISTOPHER HAROLDICHIEF COMPLIANCE OFFICERNA
TOVAR, CHRISTOPHER HAROLDICHIEF COMPLIANCE OFFICERNA
TRUMAN, HARRY SICROPNA
TRUMAN, HARRY SICROPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOPNA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WALTERS, CHRISTINE MARGARETIFINOP/CFONA
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
WATSON, CHARLES FRANCIS JRIPARTNERNA Control
WATSON, CHARLES FRANCIS JRIPARTNERNA Control
WATSON, CHARLES FRANCIS JRISVP- DIRECTORNA Control
AMPF HOLDING CORPORATIONDESHAREHOLDERE Control
AMPF HOLDING CORPORATIONDESHAREHOLDERE Control
AMPF HOLDING CORPORATIONDESHAREHOLDERE Control
AMPF HOLDING CORPORATIONDESHAREHOLDERE Control
AMPF HOLDING CORPORATIONDESHAREHOLDERE Control
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE
IHCDEHOLDING COMPANYE

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AMERIPRISE FINANCIAL, INC.DEAMPF HOLDING CORPORATIONE Control
AMERIPRISE FINANCIAL, INC.DEAMPF HOLDING CORPORATIONE Control
AMERIPRISE FINANCIAL, INC.DEAMPF HOLDING CORPORATIONE Control
AMERIPRISE FINANCIAL, INC.DEAMPF HOLDING CORPORATIONE Control
AMERIPRISE FINANCIAL, INC.DEAMPF HOLDING CORPORATIONE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control
BARNES, SCOTT ALLENIIHCE Control

Registrations

Federal

IA
Sep 28, 2018 REGISTERED

Notice Filings (51)

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Address

16414 SAN PEDRO AVENUE
SUITE 300
SAN ANTONIO, TX 78232
United States
Phone: 210-308-8800