SUNDANCE BAY INVESTMENT MANAGER, LLC
Legal name: SUNDANCE BAY
CRD #301868 SEC #801-118520 SALT LAKE CITY, UT 801-783-3430
SEC Registered Private Funds
Total AUM
$2.1B
Discretionary
$2B
Employees
70
Clients
0
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER | NA | Control |
| Baughman, Ryan, J | I | MANAGER | NA | Control |
| Cooper, Donna, Lynne | I | CHIEF COMPLIANCE OFFICER | NA | |
| Cooper, Donna, Lynne | I | CHIEF COMPLIANCE OFFICER | NA | |
| Cooper, Donna, Lynne | I | CHIEF COMPLIANCE OFFICER | NA | |
| Cooper, Donna, Lynne | I | CHIEF COMPLIANCE OFFICER | NA | |
| Cooper, Donna, Lynne | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTIC, ANN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER | NA | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER | NA | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER | NA | Control |
| Maughan, Mark | I | MANAGER | NA | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER | NA | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER | NA | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER | NA | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER | NA | Control |
| OLSEN, TRAVIS, BENNY | I | PRINCIPAL | NA | |
| OLSEN, TRAVIS, BENNY | I | PRINCIPAL | NA | |
| OLSEN, TRAVIS, BENNY | I | PRINCIPAL | NA | |
| Olsen, Travis | I | PARTNER | NA | |
| Pennington, John, Stephen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pennington, John, Stephen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| RICKS, STANFORD, JAY | I | MANAGER | NA | Control |
| ROMNEY, CRAIG, EDWARD | I | PRINCIPAL | NA | |
| ROMNEY, CRAIG, EDWARD | I | PRINCIPAL | NA | |
| ROMNEY, CRAIG, EDWARD | I | PRINCIPAL | NA | |
| ROMNEY, MATTHEW, SCOTT | I | PRINCIPAL | NA | |
| ROMNEY, MATTHEW, SCOTT | I | PRINCIPAL | NA | |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| ROMNEY, MATTHEW, SCOTT | I | PRINCIPAL | NA | |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER | NA | Control |
| Ricks, Stanford | I | MANAGER | NA | Control |
| Romney, Craig | I | PARTNER | NA | |
| Romney, Matthew | I | PARTNER | NA | |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SWISS, BRYAN | I | GENERAL COUNSEL | NA | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MANAGER/OWNER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MEMBER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MEMBER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MEMBER | E | Control |
| SUNDANCE BAY HOLDINGS, LLC | DE | MEMBER | E | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | C | Control |
| J-4000 INVESTMENTS LLC | DE | PRINCIPAL | C | Control |
| J-4000 INVESTMENTS LLC | DE | PRINCIPAL | C | Control |
| J-4000 INVESTMENTS LLC | DE | PARTNER | C | Control |
| J-4000 INVESTMENTS LLC | DE | PRINCIPAL | C | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | C | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | C | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | C | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | C | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | C | Control |
| RJB HOLDINGS LLC | DE | PRINCIPAL | C | Control |
| RJB HOLDINGS LLC | DE | PRINCIPAL | C | Control |
| RJB HOLDINGS LLC | DE | PARTNER | C | Control |
| RJB HOLDINGS LLC | DE | PRINCIPAL | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | B | Control |
| BAUGHMAN, RYAN, JUSTIN | I | MANAGER/OWNER | B | Control |
| M2 EQUITY LLC | DE | PRINCIPAL | B | Control |
| M2 EQUITY LLC | DE | PRINCIPAL | B | Control |
| M2 EQUITY LLC | DE | PARTNER | B | Control |
| M2 EQUITY LLC | DE | PRINCIPAL | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| MAUGHAN, MARK, DUFF | I | MANAGER/OWNER | B | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER / PRINCIPAL | B | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | B | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER/OWNER | B | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER / PRINCIPAL | B | Control |
| NIXON, MICHAEL, CLAIR | I | MANAGER / PRINCIPAL | B | Control |
| Nixon, Michael | I | MANAGER / PARTNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, CRAIG, EDWARD | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
| ROMNEY, MATTHEW, SCOTT | I | MANAGER/OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| MAUGHAN, MARK, DUFF | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| MAUGHAN, MARK, DUFF | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| MAUGHAN, MARK, DUFF | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| RICKS, STANFORD, JAY | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| RICKS, STANFORD, JAY | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| RICKS, STANFORD, JAY | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, CRAIG, EDWARD | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, CRAIG, EDWARD | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, CRAIG, EDWARD | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, MATTHEW, SCOTT | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, MATTHEW, SCOTT | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| ROMNEY, MATTHEW, SCOTT | I | SUNDANCE BAY HOLDINGS, LLC | F | Control |
| BAUGHMAN, RYAN, JUSTIN | I | RJB HOLDINGS LLC | E | Control |
| BAUGHMAN, RYAN, JUSTIN | I | RJB HOLDINGS LLC | E | Control |
| BAUGHMAN, RYAN, JUSTIN | I | RJB HOLDINGS LLC | E | Control |
| Baughman, Ryan, J | I | RJB HOLDINGS LLC | E | Control |
| MAUGHAN, MARK, DUFF | I | M2 EQUITY LLC | E | Control |
| MAUGHAN, MARK, DUFF | I | M2 EQUITY LLC | E | Control |
| MAUGHAN, MARK, DUFF | I | M2 EQUITY LLC | E | Control |
| Maughan, Mark | I | M2 EQUITY LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| RICKS, CONNIE, SPONGBERG | I | J-4000 INVESTMENTS LLC | E | Control |
| Ricks, Connie | I | J-4000 INVESTMENTS LLC | E | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| BAUGHMAN, RYAN, JUSTIN | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| J-4000 INVESTMENTS LLC | DE | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
| NIXON, MICHAEL, CLAIR | I | SUNDANCE BAY HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
UT
Address
1240 EAST 2100 SOUTH, SUITE 300SALT LAKE CITY, UT 84106-2817
United States
Phone: 801-783-3430