RIA Intelligence

ROG IX, LLC

CRD #304142 SEC #801-116760 HOUSTON, TX 713-874-9000
SEC Registered
Total AUM
$553M
Discretionary
$553M
Employees
37
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 25, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
COCHRANE, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
Newcomer, RandolphIMANAGER/ MEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control
RICE, SCOTTIMEMBERD Control

Registrations

Federal

IA
Mar 25, 2025 REGISTERED

Notice Filings (1)

TX

Address

1200 SMITH STREET
SUITE 1950
HOUSTON, TX 77002
United States
Phone: 713-874-9000