CONVERGENCE FINANCIAL, LLC

Legal name: CONVERGENCE FINANCIAL

CRD #304146 SEC #801-116738 COLUMBIA, MO (573) 818-2264

SEC Registered

Total AUM

$703.4M

Discretionary

$702.5M

Employees

Clients

Accounts

3,609

Firm Details

Organization Type: Limited Liability Company
State of Formation: Missouri
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 16, 2025
Branch Offices: 12

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
BROCHU, DENISE, JUNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
Costello, William, Brian	I	MEMBER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
GROMIS, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT AND MEMBER	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT AND MEMBER	NA	Control
HOFFMANN, TYLER, STEPHEN	I	PRESIDENT AND MEMBER	NA	Control
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LITTRELL, WILLIAM, PAINTER	I	CHIEF COMPLIANCE OFFICER	NA
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LYMAN, KELSEY, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
WRISBERG, CATHLEEN, ANNE	I	CHIEF COMPLIANCE OFFICER	NA
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	PRESIDENT AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
COOK, TRAVIS, EARL	I	CEO AND MEMBER	E	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control
GLHC, LLC	DE	MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
DELANEY, CONOR, FRANCIS	I	GLHC, LLC	D
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C
NEIN, COURTNIE, ELIZABETH	I	GLHC, LLC	C

Registrations

Federal

Oct 16, 2025 REGISTERED

Notice Filings (25)

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Address

3919 S. PROVIDENCE ROAD
COLUMBIA, MO 65203
United States

Phone: (573) 818-2264