RM FINANCIAL SERVICES, LLC
CRD #304297 SEC #801-120468 FALMOUTH, ME (207) 781-7637
SEC Registered
Total AUM
$221.1M
Discretionary
$211.6M
Employees
5
Clients
26
Accounts
993
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 22, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOORE, CAYLA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| MACLEOD, MARK, LAWRENCE | I | MANAGING MEMBER / PRESIDENT | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
| RUGH, AARON, PIKE | I | CHIEF EXECUTIVE OFFICER | D | Control |
Registrations
Federal
IA
Apr 22, 2025 REGISTERED
Notice Filings (6)
FL MA ME NC NH VA
Address
362 US ROUTE ONEFALMOUTH, ME 04105
United States
Phone: (207) 781-7637