UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR
CRD #304324 SEC #801-117680 WALNUT, CA 5626589537
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 21, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| LO, PAUL, YEE | I | CCO | NA | |
| Ren, Guangyan | I | SECRETARY | NA | |
| Ren, Guangyan | I | SECRETARY | NA | |
| Ren, Guangyan | I | SECRETARY | NA | |
| Ren, Guangyan | I | SECRETARY | NA | |
| Ren, Guangyan | I | SECRETARY | NA | |
| Chiang, Tzuu Pien | I | CEO | E | Control |
| Chiang, Tzuu Pien | I | CEO | E | Control |
| Chiang, Tzuu Pien | I | CEO | E | Control |
| Chiang, Tzuu Pien | I | CEO | E | Control |
| Chiang, Tzuu Pien | I | CEO | E | Control |
| Ren, Guangyan | I | CEO | E | Control |
| Ren, Guangyan | I | CEO | E | Control |
| Ren, Guangyan | I | CEO | E | Control |
| Ren, Guangyan | I | CEO | E | Control |
| Ren, Guangyan | I | CEO | E | Control |
Registrations
Federal
IA
Jul 21, 2020 REGISTERED
Notice Filings (1)
CA
Address
19811 COLIMA ROADSUITE 320
WALNUT, CA 91789
United States
Phone: 5626589537