EQUINUM, LLC

CRD #304350 SEC #801-116824 BROOKLYN, NY 718-480-5600

SEC Registered

Total AUM

$396.7M

Discretionary

$301.1M

Employees

Clients

Accounts

194

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 29, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB, Y.	I	CHIEF COMPLIANCE OFFICER	NA	Control
HALBERSTAM, JACOB, Y.	I	CHIEF COMPLIANCE OFFICER	NA	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	NA	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	NA	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	D	Control
PFT INVESTMENTS LLC	DE	SOLE MEMBER - OWNER	C
PFT INVESTMENTS LLC	DE	SOLE MEMBER - OWNER	C
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON	I	CHIEF INVESTMENT OFFICER / FOUNDER	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
PINSON, ARON, [NMN]	I	CEO/PRESIDENT	C	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	C	Control
ROTH & COMPANY, LLP	DE	CO-OWNER	C	Control
WAXLER FAMILY HOLDINGS LLC	DE	SOLE MEMBER - OWNER	C
WAXLER FAMILY HOLDINGS LLC	DE	SOLE MEMBER - OWNER	C
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B
WAXLER, ZACHARIA	I	INVESTMENT ADVISER REPRESENTATIVE	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control
ROTH, ABRAHAM	I	ROTH & COMPANY, LLP	D	Control

Registrations

Federal

Apr 29, 2025 REGISTERED

Notice Filings (3)

CA NJ NY

Address

3611 14TH AVENUE, SUITE 221
BROOKLYN, NY 11218
United States

Phone: 718-480-5600