A3 FINANCIAL INVESTMENTS, LLC
CRD #304361 SEC #801-117109 DENVER, CO 303-526-3090
SEC Registered
Total AUM
$10.2M
Discretionary
$10.2M
Employees
6
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Aymond, Christian | I | MANAGING MEMBER | C | Control |
| BOSCH, ANTHONY, RAYMOND | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| AYMOND, CHRISTIAN, ELLIS | I | PRINCIPAL-SALES & MARKETING | B | Control |
| AYMOND, CHRISTIAN, ELLIS | I | PRINCIPAL-SALES & MARKETING | B | Control |
| Aymond, Christian | I | MANAGING MEMBER/ | B | Control |
| Aymond, Christian | I | MANAGING MEMBER | B | Control |
| BELL, GREGORY, L | I | PRINCIPAL/PORTFOLIO MANAGER | B | Control |
| BELL, GREGORY, L | I | PRINCIPAL/PORTFOLIO MANAGER | B | Control |
| BELL, GREGORY, L | I | MANAGING MEMBER/PORTFOLIO MANAGER | B | Control |
| BELL, GREGORY, L | I | MANAGING MEMBER/PORTFOLIO MANAGER | B | Control |
| BOSCH, ANTHONY, RAYMOND | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER & CORPORATE | B | Control |
| BOSCH, ANTHONY, RAYMOND | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER & CORPORATE | B | Control |
| BOSCH, ANTHONY, RAYMOND | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| BOSCH, ANTHONY, RAYMOND | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| MERRIMAN, KIMBERLY, JEAN | I | PRINCIPAL-CAPITAL MARKETS | B | Control |
| MERRIMAN, KIMBERLY, JEAN | I | PRINCIPAL-CAPITAL MARKETS | B | Control |
| MERRIMAN, KIMBERLY, JEAN | I | MANAGING MEMBER | B | Control |
| MERRIMAN, KIMBERLY, JEAN | I | MANAGING MEMBER | B | Control |
| SODERBERG, LARS, OLOF | I | PRINCIPAL-SALES & MARKETING | B | Control |
| SODERBERG, LARS, OLOF | I | PRINCIPAL-SALES & MARKETING | B | Control |
| SODERBERG, LARS, OLOF | I | MANAGING MEMBER | B | Control |
| SODERBERG, LARS, OLOF | I | MANAGING MEMBER | B | Control |
| SODERBERG, LARS, OLOF | I | MANAGING MEMBER | B | Control |
Registrations
Federal
IA
Mar 28, 2022 REGISTERED
Notice Filings (1)
CO
Address
90 MADISON STREET, SUITE 303DENVER, CO 80206
United States
Phone: 303-526-3090