DICE FINANCIAL INVESTMENT ADVISORY, LLC
CRD #304424 SEC #801-117441 MITCHELL, SD 605-996-7171
SEC Registered
Total AUM
$141.2M
Discretionary
$0
Employees
5
Clients
0
Accounts
86
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 14, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICE, THOMAS, JOEL | I | CHIEF COMPLIANCE OFFICER/ BOARD MEMBER | NA | Control |
| DICE, THOMAS, JOEL | I | CHIEF COMPLIANCE OFFICER/ BOARD MEMBER | NA | Control |
| DICE, THOMAS, JOEL | I | CHIEF COMPLIANCE OFFICER/ BOARD MEMBER | NA | Control |
| DICE, THOMAS, JOEL | I | CHIEF COMPLIANCE OFFICER/ BOARD MEMBER | NA | Control |
| DICE, THOMAS, JOEL | I | OWNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JACQUELYN, DICE | I | PARTNER | D | Control |
| JOHNSON, JACQUELYN, DICE | I | PARTNER | D | Control |
| JOHNSON, JACQUELYN, DICE | I | PARTNER | D | Control |
| JOHNSON, JACQUELYN, DICE | I | PARTNER | D | Control |
| LEBRUN, MICHAEL, LAWRENCE | I | PARTNER | D | Control |
| LEBRUN, MICHAEL, LAWRENCE | I | PARTNER | D | Control |
| LEBRUN, MICHAEL, LAWRENCE | I | PARTNER | D | Control |
| LEBRUN, MICHAEL, LAWRENCE | I | PARTNER | D | Control |
Registrations
Federal
IA
Apr 14, 2021 REGISTERED
Notice Filings (1)
SD
Address
1716 N. SANBORN BLVD.MITCHELL, SD 57301
United States
Phone: 605-996-7171