BALLAST FINANCIAL ADVISORS, LLC
CRD #304430 SEC #801-117158 WEST CHESTER, PA 484-266-7281
SEC Registered
Total AUM
$276.4M
Discretionary
$98.1M
Employees
6
Clients
10
Accounts
1,378
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | D | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, JOSEPH, DAVID | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | C | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | C | Control |
| MC HUGH, DANIEL, PATRICK | I | MANAGING MEMBER | C | Control |
| MILLER, WILLIAM, JOHN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (12)
CA DE FL GA LA MD NC NJ PA SC TX VA
Address
535 N. CHURCH ST.SUITE 205
WEST CHESTER, PA 19380
United States
Phone: 484-266-7281