BRIGHTSPHERE INVESTMENT MANAGEMENT LLC
Legal name: BRIGHTSPHERE INVESTMENT MANAGEMENT
CRD #304491 SEC #801-117130 BOSTON, MA 617-369-7300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
46
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HART, RICHARD, JONATHAN | I | CHIEF LEGAL OFFICER | NA | |
| HART, RICHARD, JONATHAN | I | CHIEF LEGAL OFFICER | NA | |
| RANA, SURENDER, SINGH | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| YUTER, AMY, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| YUTER, AMY, S | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRIGHTSPHERE INC. | DE | SOLE MEMBER OF BRIGHTSPHERE INVESTMENT MANAGEMENT LLC | E | Control |
| BRIGHTSPHERE INC. | DE | SOLE MEMBER OF BRIGHTSPHERE INVESTMENT MANAGEMENT LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE INVESTMENT GROUP INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (1)
MA
Address
200 CLARENDON STREET53RD FLOOR
BOSTON, MA 02116
United States
Phone: 617-369-7300