AFFINIA FINANCIAL GROUP, LLC
CRD #304665 SEC #801-116945 BURLINGTON, MA (781) 365-8586
SEC Registered
Total AUM
$362.9M
Discretionary
$361.4M
Employees
10
Clients
11
Accounts
942
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 17, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | C | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | C | Control |
| HADDAD, CYNTHIA, ROSE | I | PRINCIPAL | C | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| NADWORNY, JOHN, WILLIAM | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| DUNN, ALEXANDRIA, MORGAN | I | WEALTH ADVISOR | B | Control |
| DUNN, ALEXANDRIA, MORGAN | I | WEALTH ADVISOR | B | Control |
| DUNN, ALEXANDRIA, MORGAN | I | WEALTH ADVISOR | B | Control |
Registrations
Federal
IA
Mar 17, 2023 REGISTERED
Notice Filings (7)
LA MA ME NH NY RI TX
Address
80 BLANCHARD ROADSUITE 201
BURLINGTON, MA 01803
United States
Phone: (781) 365-8586