CHI ADVISORS LLC
CRD #304684 SEC #801-117253 NEW YORK, NY 6465621010
SEC Registered Private Funds
Total AUM
$1.2B
Discretionary
$1.2B
Employees
34
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 5, 2023
- Branch Offices
- 0
- LEI
- 549300VUPTX7X88D8E04
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| FRAENKEL, FRED, STEVEN | I | VICE CHAIRMAN, COWEN INC. | NA | Control |
| FRAENKEL, FRED, STEVEN | I | VICE CHAIRMAN, COWEN INC. | NA | Control |
| FRAENKEL, FRED, STEVEN | I | VICE CHAIRMAN, COWEN INC. | NA | Control |
| FRAENKEL, FRED, STEVEN | I | VICE CHAIRMAN, COWEN INC. | NA | Control |
| FRAENKEL, FRED, STEVEN | I | VICE CHAIRMAN, COWEN INC. | NA | Control |
| Latourelle, Ashley, Paige | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Latourelle, Ashley, Paige | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Latourelle, Ashley, Paige | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Latourelle, Ashley, Paige | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| ROSMAN, ELIZABETH, RACHEL | I | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | NA | Control |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| RYAN, JAMES, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| COWEN INC. | DE | PARENT COMPANY | E | Control |
| COWEN INC. | DE | PARENT COMPANY | E | Control |
| COWEN INC. | DE | PARENT COMPANY | E | Control |
| COWEN INC. | DE | PARENT COMPANY | E | Control |
| COWEN INC. | DE | PARENT COMPANY | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| COWEN INVESTMENT MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| COWEN INC. | DE | COWEN INVESTMENT MANAGEMENT LLC | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | DE | COWEN INC. | E | Control |
| TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | DE | COWEN INC. | E | Control |
| TORONTO DOMINION (U.S.A.) HOLDINGS, INC. | DE | COWEN INC. | E | Control |
Registrations
Federal
IA
Jun 5, 2023 REGISTERED
Notice Filings (2)
DE NY
Address
599 LEXINGTON AVE.20TH FLOOR
NEW YORK, NY 10022
United States
Phone: 6465621010