B.A. SCHROCK WEALTH MANAGEMENT, INC.
Legal name: B.A. SCHROCK WEALTH MANAGEMENT
CRD #304694 SEC #801-127681 WADSWORTH, OH 330-473-1060
SEC Registered
Total AUM
$200.8M
Discretionary
$200.8M
Employees
6
Clients
0
Accounts
1,149
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODWILLIE, COLLEEN | I | INVESTMENT ADVISOR REPRESENTATIVE | NA | |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHROCK, BENJAMIN, ARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 20, 2025 REGISTERED
Notice Filings (6)
FL NH OH OK PA TX
Address
131 COLLEGE STREETWADSWORTH, OH 44281
United States
Phone: 330-473-1060