THAYER FINANCIAL, L.L.C.
CRD #304729 SEC #801-135029 HICKORY, NC (828) 569-2785
SEC Registered
Total AUM
$103.5M
Discretionary
$103.5M
Employees
3
Clients
1
Accounts
498
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, KELLY, SHOOK | I | DIRECTOR OF OPERATIONS, CCO, MEMBER | D | Control |
| Smith, Kelly | I | DIRECTOR OF OPERATIONS, CCO, MEMBER | D | Control |
| Smith, Robert, Deaton | I | PRESIDENT, MEMBER | D | Control |
| Smith, Robert, Deaton | I | PRESIDENT, MEMBER | D | Control |
Registrations
Federal
IA
Dec 4, 2025 REGISTERED
Notice Filings (4)
NC TN TX WV
Address
439 4TH STREET SWHICKORY, NC 28602
United States
Phone: (828) 569-2785