LEVEL FOUR CAPITAL MANAGEMENT

CRD #304792 SEC #801-117681 DALLAS, TX 866-834-1040

SEC Registered

Total AUM

$1.2B

Discretionary

$1.2B

Employees

Clients

Accounts

3,352

Firm Details

Organization Type: Limited Liability Company
State of Formation: Texas
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 19, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
MORTON, GEORGE, BRENT	I	CHIEF OPERATING OFFICER	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
TOMES, EDMON, JACOB	I	PRESIDENT/CEO	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZACHA, JILL, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control
LEVEL FOUR GROUP, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM CAPITAL, LLC	DE	LEVEL FOUR GROUP, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CARR, RIGGS & INGRAM, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CCP V AIV I HOLDINGS - CRI, L.P.	DE	CCP FEEDER I-CRI, LLC	E	Control
CCP V AIV I, L.P.	DE	CCP V CRI AGGREGATOR L.P.	E	Control
CRI ADVISORS, LLC	DE	CRI GROUP, LLC	E	Control
CRI GROUP, LLC	DE	CARR, RIGGS & INGRAM CAPITAL, LLC	E	Control
CCP FEEDER I-CRI, LLC	DE	CCP V AIV I, L.P.	C	Control
CCP V CRI AGGREGATOR L.P.	DE	CRI ADVISORS, LLC	C	Control

Registrations

Federal

Dec 19, 2025 REGISTERED

Notice Filings (51)

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Address

12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
United States

Phone: 866-834-1040