GALVEN CAPITAL MANAGEMENT, LLC
CRD #304843 SEC #801-119122 TELLURIDE, CO 610-565-9047
SEC Registered
Total AUM
$3.4M
Discretionary
$3.4M
Employees
2
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 9, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLINN, GREGGORY, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| CLIMB INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| GALVEN INVESTMENT STRATEGIES, LLC | DE | MEMBER | E | Control |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | A | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | A | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | A | |
| McDonald, James, Charles | I | CHIEF COMPLIANCE OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FLINN, GREGGORY, JOHN | I | CLIMB INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | CLIMB INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | CLIMB INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | CLIMB INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| FLINN, GREGGORY, JOHN | I | GALVEN INVESTMENT STRATEGIES, LLC | F | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| McDonald, James, Charles | I | CROWD FACILITATORS, LLC | E | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | CLIMB INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| CROWD FACILITATORS, LLC | DE | GALVEN INVESTMENT STRATEGIES, LLC | D | Control |
| McDonald, James, Charles | I | CLIMB INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | CLIMB INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | CLIMB INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | CLIMB INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
| McDonald, James, Charles | I | GALVEN INVESTMENT STRATEGIES, LLC | C | Control |
Registrations
Federal
IA
Jun 9, 2023 REGISTERED
Notice Filings (2)
CO PA
Address
507 W COLORADO AVETELLURIDE, CO 81435
United States
Phone: 610-565-9047